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A Matter of Interpretation: Federal Courts and the Law

de Antonin Scalia

Outros autores: Ronald Dworkin (Contribuinte), Mary Ann Glendon (Contribuinte), Amy Gutmann (Editor), Lawrence H. Tribe (Contribuinte), Gordon S. Wood (Contribuinte)

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We are all familiar with the image of the immensely clever judge who discerns the best rule of common law for the case at hand. According to U.S. Supreme Court Justice Antonin Scalia, a judge like this can maneuver through earlier cases to achieve the desired aim--"distinguishing one prior case on his left, straight-arming another one on his right, high-stepping away from another precedent about to tackle him from the rear, until (bravo!) he reaches the goal--good law." But is this common-law mindset, which is appropriate in its place, suitable also in statutory and constitutional interpretation? In a witty and trenchant essay, Justice Scalia answers this question with a resounding negative. In exploring the neglected art of statutory interpretation, Scalia urges that judges resist the temptation to use legislative intention and legislative history. In his view, it is incompatible with democratic government to allow the meaning of a statute to be determined by what the judges think the lawgivers meant rather than by what the legislature actually promulgated. Eschewing the judicial lawmaking that is the essence of common law, judges should interpret statutes and regulations by focusing on the text itself. Scalia then extends this principle to constitutional law. He proposes that we abandon the notion of an everchanging Constitution and pay attention to the Constitution's original meaning. Although not subscribing to the "strict constructionism" that would prevent applying the Constitution to modern circumstances, Scalia emphatically rejects the idea that judges can properly "smuggle" in new rights or deny old rights by using the Due Process Clause, for instance. In fact, such judicial discretion might lead to the destruction of the Bill of Rights if a majority of the judges ever wished to reach that most undesirable of goals. This essay is followed by four commentaries by Professors Gordon Wood, Laurence Tribe, Mary Ann Glendon, and Ronald Dworkin, who engage Justice Scalia's ideas about judicial interpretation from varying standpoints. In the spirit of debate, Justice Scalia responds to these critics.… (mais)
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author is Supreme Court justice
  pollycallahan | Jul 1, 2023 |
A great introduction into the now nearly dominant legal philosophy of textualism and originalism. Scalia's article reads like a manifesto that pithily summarizes the opening volley of a frontal assault on the then existing interpretive schemas. Even if one does not agree with Scalia, (for example, I am not totally sold on many of his ideas), it is worth reading because of the influence of his ideas (for people who despite him, know thy enemy). The main article basically summarizes the main tenets of textualism that I learned in my first year course "legislation and regulation" (in fact, even the three semantic canon examples Scalia uses are the ones I learned in the course along with a sustained critique of the famous Dueling Canons article). The article lays out the theoretical and practical issues with trying to read legislative intent (the words enacted, not unexpressed intention are the law and the "legislature's intent" seem often to match the policy preferences of the judge respectively). Scalia also discusses the illegitimacy of legislative history as manipulatable by lobbyists, unhelpful or illegally creating lawmakers. Scalia discusses how textualism is not the same as strict constructionism and uses famous US v. Smith case (whether someone trading a gun for drugs is "using" a gun in meaning of a criminal statute) as an example that distinguishes the two (between reasonable construction and literal reading). Scalia also takes the time to mourn the common law practices that he sees as imported to constitutional interpretation (most famously the living constitution concept) that makes the constitution overly pliable to the machinations of clever judges. Scalia argues that this is fundamentally undemocratic, and a subversion of the purpose of the constitution as protecting rights from the flows and ebs of unsustained popular opinion. To curtail this, Scalia suggests originalism, and looking at the publically understood meaning of the constitution at the time of adoption, any other interpretive method is dismissed as giving judges undue power.

Scalia's article itself is worth the price of admission, but the book contains comments by several renowned scholars (for the first time I recognize every name in a collection of essays, including the name of my property professor). The first comment is by Gordon Wood (my favorite historian), who expands a minor theme in radicalism of the american revolution, by tracing the history of judges in early american history. Wood claims that judges (even justices) were seen as political figures who saw nothing wrong with taking political sides and frequently co-served in political positions such as the cabinet. It was only later that the judiciary transformed into an independant and technical (legalistic) profession. Wood argues that while many lament the power of judges to set aside statutes in favor of the common law, this was a design and not a defect. Wood traces the history of how minor magisterial judges which were seen as extensions of the crown transformed into a coordinate branch of the legislature (which frequently acted like a court before). Wood also discusses the transformation of the constitution as a political document to be interpreted by all political branches into a legalistic document that gave the courts a monopoly over interpretation. At the very least Wood challenges many of the traditions that Scalia claims to be returning to.

Tribe's article discusses a theme he later develops in the Invisible Constitution, that of a lack of meta-rule for interpretation in the constitution (which itself would require a meta-rule ad infinitum, a variation of a Godel's incompleteness theorem) which requires looking beyond the four corners of the text to interpret the document. In fact, Tribe argues that the only amendment that guides interpretation is the ninth amendment discussing unenumerated rights. Tribe argues that Scalia's portrayal of the living constitution is a strawman and argues that the line that Dworkin and Scalia drew between general principle and specific rules is hard to pin down the certainty.

Professor Glendon's article looks at the issue through comparative law lenses. She notes the progress of civil law jurisdictions in adopting common law tools and the lack of comparable progress in the common law world to develop traditions of statutory interpretation (both Scalia and Glendon discuss how law school education tends to focus on reading appellate cases rather than any training in statutory interpretation, luckily this situation has been rectified since the time this book was written, at least at Harvard, Legislation and Regulation is a required first year class).

Finally, Dworkin discusses (seemingly preempting Balkin's thesis in Living Originalism) how certain general principles are understood even at the time of the founding to be abstract principles. Dworkin argues that Scalia's originalism seems to be based on the expected applications of these principles by those who wrote them, rather than the meaning the enactors intended.

Scalia responds to each comment in turn, (suffice to say that lawyers are good at arguing), and I'm not doing justice to the nuances and counterarguments that each author brings to the table. A highly recommended collection. ( )
  vhl219 | Jun 1, 2019 |
Muy bueno, como discutir sobre interpretación de la Constitución originalismo contra otros tipos de interpertación, como discutir con el cuchillo en los dientes, fuete con ironía pero manteniendo la altura, interesante la conclusión final de Scalia al responder las criticas de que los "creativos" responden en definitiva a un sentir de la mayoría y por tanto es un peligro porque nos podría llevar a una dictadura de estos contra una interpretación más rígida pero que en el fondo termina garantizando los derechos en peligro de las minorías. ( )
  gneoflavio | Feb 17, 2016 |
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» Adicionar outros autores (3 possíveis)

Nome do autorFunçãoTipo de autorObra?Status
Antonin Scaliaautor principaltodas as ediçõescalculado
Dworkin, RonaldContribuinteautor secundáriotodas as ediçõesconfirmado
Glendon, Mary AnnContribuinteautor secundáriotodas as ediçõesconfirmado
Gutmann, AmyEditorautor secundáriotodas as ediçõesconfirmado
Tribe, Lawrence H.Contribuinteautor secundáriotodas as ediçõesconfirmado
Wood, Gordon S.Contribuinteautor secundáriotodas as ediçõesconfirmado

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We are all familiar with the image of the immensely clever judge who discerns the best rule of common law for the case at hand. According to U.S. Supreme Court Justice Antonin Scalia, a judge like this can maneuver through earlier cases to achieve the desired aim--"distinguishing one prior case on his left, straight-arming another one on his right, high-stepping away from another precedent about to tackle him from the rear, until (bravo!) he reaches the goal--good law." But is this common-law mindset, which is appropriate in its place, suitable also in statutory and constitutional interpretation? In a witty and trenchant essay, Justice Scalia answers this question with a resounding negative. In exploring the neglected art of statutory interpretation, Scalia urges that judges resist the temptation to use legislative intention and legislative history. In his view, it is incompatible with democratic government to allow the meaning of a statute to be determined by what the judges think the lawgivers meant rather than by what the legislature actually promulgated. Eschewing the judicial lawmaking that is the essence of common law, judges should interpret statutes and regulations by focusing on the text itself. Scalia then extends this principle to constitutional law. He proposes that we abandon the notion of an everchanging Constitution and pay attention to the Constitution's original meaning. Although not subscribing to the "strict constructionism" that would prevent applying the Constitution to modern circumstances, Scalia emphatically rejects the idea that judges can properly "smuggle" in new rights or deny old rights by using the Due Process Clause, for instance. In fact, such judicial discretion might lead to the destruction of the Bill of Rights if a majority of the judges ever wished to reach that most undesirable of goals. This essay is followed by four commentaries by Professors Gordon Wood, Laurence Tribe, Mary Ann Glendon, and Ronald Dworkin, who engage Justice Scalia's ideas about judicial interpretation from varying standpoints. In the spirit of debate, Justice Scalia responds to these critics.

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